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中国邮政储蓄银行股份有限公司
首次公开发行股票发行结果公告

  联席保荐机构(联席主承销商):中国国际金融股份有限公司

  中邮证券有限责任公司

  独家财务顾问(联席主承销商):瑞银证券有限责任公司

  联席主承销商:中信证券股份有限公司

  中国邮政储蓄银行股份有限公司(以下简称“邮储银行”、“发行人”或“公司”)首次公开发行人民币普通股(A股)(以下简称“本次发行”)的申请已获中国证券监督管理委员会证监许可[2019]1991号文核准,本次发行采用向战略投资者定向配售(以下简称“战略配售”)、网下向符合条件的投资者询价配售(以下简称“网下发行”)和网上向持有上海市场非限售A股股份和非限售存托凭证一定市值的社会公众投资者定价发行(以下简称“网上发行”)相结合的方式进行。

  本次发行的联席保荐机构(联席主承销商)为中国国际金融股份有限公司(以下简称“中金公司”)和中邮证券有限责任公司(以下简称“中邮证券”),独家财务顾问(联席主承销商)为瑞银证券有限责任公司(以下简称“瑞银证券”),联席主承销商为中信证券股份有限公司(以下简称“中信证券”)(中金公司、中邮证券、瑞银证券和中信证券合称“联席主承销商”)。

  发行人与联席主承销商协商确定本次发行股份数量为5,172,164,200股,约占发行后总股本的比例为6.00%(超额配售选择权行使前),全部为公开发行新股,不设老股转让。发行人授予联席主承销商不超过初始发行数量15%的超额配售选择权(或称“绿鞋”),若绿鞋全额行使,则发行总股数将扩大至5,947,988,200股,约占发行后总股本的比例为6.84%(超额配售选择权全额行使后)。

  本次发行战略投资者承诺的认购资金已于规定时间内全部汇至联席主承销商指定的银行账户,最终战略配售数量为2,068,865,000股,约占绿鞋行使前本次发行总量的40.00%,约占绿鞋全额行使后本次发行总量的34.78%;回拨机制启动前,网下初始发行数量为2,172,310,200股,约占绿鞋行使前扣除初始战略配售发行数量后本次发行总量的70.00%,约占绿鞋全额行使后扣除初始战略配售发行数量后本次发行总量的56.00%;回拨机制启动前、超额配售启用前,网上初始发行数量为930,989,000股,约占绿鞋行使前扣除初始战略配售发行数量后本次发行总量的30.00%;回拨机制启动前、超额配售启用后,网上初始发行数量为1,706,813,000股,约占绿鞋全额行使后扣除初始战略配售发行数量后本次发行总量的44.00%。最终网下、网上发行合计数量为本次公开发行总量扣除最终战略配售数量,网下最终发行数量及网上最终发行数量将根据是否启用超额配售选择权及回拨情况确定。本次发行价格为人民币5.50元/股。

  根据《中国邮政储蓄银行股份有限公司首次公开发行股票发行安排及初步询价公告》中公布的超额配售选择权机制,发行人及联席主承销商根据本次发行的申购情况,协商确定启用绿鞋机制,向网上投资者超额配售775,824,000股,约占初始发行股份数量的15%。

  回拨机制启动后,网下发行最终股票数量为1,293,042,200股,其中网下无锁定期部分最终发行股票数量为387,911,297股,网下有锁定期部分最终发行股票数量为905,130,903股。网上发行最终发行股票数量为2,586,081,000股(含超额配售部分)。

  本次发行的网上网下认购缴款工作已于2019年12月2日(T+2日)结束。

  一、新股认购情况统计

  联席主承销商根据上海证券交易所和中国结算上海分公司提供的数据,对本次网上、网下发行的新股认购情况进行了统计,结果如下:

  (一)网上新股认购情况

  1、网上投资者缴款认购的股份数量:2,474,152,232股

  2、网上投资者缴款认购的金额:13,607,837,276.00元

  3、网上投资者未缴款认购数量:111,928,768股

  4、网上投资者未缴款认购金额:615,608,224.00元

  (二)网下新股认购情况

  1、网下投资者缴款认购的股份数量:1,286,229,464股

  2、网下投资者缴款认购的金额:7,074,262,052.00元

  3、网下投资者未缴款认购数量:6,812,736股

  4、网下投资者未缴款认购金额:37,470,048.00元

  未缴款/未足额缴款的网下投资者具体名单详见附表。

  二、联席主承销商包销情况

  根据《证券发行与承销管理办法》(证监会令[第144号])(以下简称“《管理办法》”)、《首次公开发行股票并上市管理办法》(证监会令[第141号])、《首次公开发行股票承销业务规范》(中证协发[2018]142号,以下简称“《业务规范》”)、《首次公开发行股票配售细则》(中证协发[2018]142号,以下简称“《配售细则》”),网上、网下投资者未缴款认购股数全部由联席主承销商包销,联席主承销商包销股份的数量为118,741,504股,包销金额为653,078,272.00元,占绿鞋全额行使后发行规模的比例为2.00%。

  2019年12月4日(T+4日),联席主承销商将包销资金与战略配售投资者及网上(不含超额配售股票所获得的资金)网下投资者缴款认购的资金扣除相关费用后划给发行人,发行人向中国结算上海分公司提交股份登记申请,将包销股份登记至联席主承销商指定证券账户。

  本次发行的联席主承销商自愿承诺,自本次发行的股票在上海证券交易所上市交易之日起30个自然日内(含第30个自然日,若其为节假日,则顺延至下一个交易日),联席主承销商不出售其包销股份中无锁定期的股份(包销股份中有锁定期的股份自本次发行股票在上海证券交易所上市交易之日起锁定6个月)。

  三、联席主承销商联系方式

  网上网下投资者对本公告所公布的发行结果如有疑问,请与本次发行的联席主承销商联系。具体联系方式如下:

  联系电话:010-65353015

  联系人:资本市场部

  发行人:中国邮政储蓄银行股份有限公司

  联席保荐机构(联席主承销商):中国国际金融股份有限公司

  联席保荐机构(联席主承销商):中邮证券有限责任公司

  独家财务顾问(联席主承销商):瑞银证券有限责任公司

  联席主承销商:中信证券股份有限公司

  2019年12月4日

  附表1:未缴款的网下投资者名单

序号    投资者                              配售对象                                                            获配数量(股)    其中无锁定期获配数量(股)    其中有锁定期获配数量(股)    获配金额(元)

1      安丰创业投资有限公司                宁波安丰和众创业投资合伙企业(有限合伙)                            199,015    59,704                  139,311                1,094,582.50

2      鲍雪薇                              鲍雪薇                                                              86,839      26,051                  60,788                  477,614.50

3      鲍浙安                              鲍浙安                                                              86,839      26,051                  60,788                  477,614.50

4      毕树真                              毕树真                                                              86,839      26,051                  60,788                  477,614.50

5      陈昌芬                              陈昌芬                                                              86,839      26,051                  60,788                  477,614.50

6      陈峰                                陈峰                                                                86,839      26,051                  60,788                  477,614.50

7      陈伟                                陈伟                                                                86,839      26,051                  60,788                  477,614.50

8      陈莹                                陈莹                                                                86,839      26,051                  60,788                  477,614.50

9      程桂梅                              程桂梅                                                              86,839      26,051                  60,788                  477,614.50

10    戴洪斌                              戴洪斌                                                              86,839      26,051                  60,788                  477,614.50

11    邓文俭                              邓文俭                                                              86,839      26,051                  60,788                  477,614.50

12    杜宣                                杜宣                                                                86,839      26,051                  60,788                  477,614.50

13    段丽辉                              段丽辉                                                              86,839      26,051                  60,788                  477,614.50

14    福州三威橡塑化工有限公司            福州三威橡塑化工有限公司                                            199,015    59,704                  139,311                1,094,582.50

15    广州市特华投资管理有限公司          广州市特华投资管理有限公司                                          199,015    59,704                  139,311                1,094,582.50

16    国中(天津)水务有限公司            国中(天津)水务有限公司                                            99,507      29,852                  69,655                  547,288.50

17    韩燕煦                              韩燕煦                                                              86,839      26,051                  60,788                  477,614.50

18    河南豫光金铅集团有限责任公司        河南豫光金铅集团有限责任公司                                        199,015    59,704                  139,311                1,094,582.50

19    黄雪林                              黄雪林                                                              28,946      8,683                    20,263                  159,203.00

20    金宝华                              金宝华                                                              86,839      26,051                  60,788                  477,614.50

21    李定海                              李定海                                                              86,839      26,051                  60,788                  477,614.50

22    李静芬                              李静芬                                                              86,839      26,051                  60,788                  477,614.50

23    李强                                李强                                                                86,839      26,051                  60,788                  477,614.50

24    李素梅                              李素梅                                                              86,839      26,051                  60,788                  477,614.50

25    李太杰                              李太杰                                                              86,839      26,051                  60,788                  477,614.50

26    李伟                                李伟                                                                86,839      26,051                  60,788                  477,614.50

27    梁剑文                              梁剑文                                                              86,839      26,051                  60,788                  477,614.50

28    梁肖霞                              梁肖霞                                                              86,839      26,051                  60,788                  477,614.50

29    陆利斌                              陆利斌                                                              86,839      26,051                  60,788                  477,614.50

30    罗树培                              罗树培                                                              86,839      26,051                  60,788                  477,614.50

31    木林森投资控股集团有限公司          木林森投资控股集团有限公司                                          199,015    59,704                  139,311                1,094,582.50

32    上海鹏欣(集团)有限公司            上海鹏欣(集团)有限公司                                            199,015    59,704                  139,311                1,094,582.50

33    上海鹏欣农业投资(集团)有限公司    上海鹏欣农业投资(集团)有限公司                                    199,015    59,704                  139,311                1,094,582.50

34    深圳东方港湾投资管理股份有限公司    深圳东方港湾投资管理股份有限公司-东方港湾马拉松8号私募投资基金    199,015    59,704                  139,311                1,094,582.50

35    深圳钦舟实业发展有限公司            深圳钦舟实业发展有限公司                                            199,015    59,704                  139,311                1,094,582.50

36    深圳市百利安资产管理有限公司        深圳市百利安资产管理有限公司                                        199,015    59,704                  139,311                1,094,582.50

37    舒建安                              舒建安                                                              86,839      26,051                  60,788                  477,614.50

38    四川惠邦投资有限公司                四川惠邦投资有限公司                                                199,015    59,704                  139,311                1,094,582.50

39    万事利集团有限公司                  万事利集团有限公司                                                  199,015    59,704                  139,311                1,094,582.50

40    王安宇                              王安宇                                                              86,839      26,051                  60,788                  477,614.50

41    王春飞                              王春飞                                                              86,839      26,051                  60,788                  477,614.50

42    王寒风                              王寒风                                                              86,839      26,051                  60,788                  477,614.50

43    吴知会                              吴知会                                                              86,839      26,051                  60,788                  477,614.50

44    夏赛侠                              夏赛侠                                                              86,839      26,051                  60,788                  477,614.50

45    杨光                                杨光                                                                86,839      26,051                  60,788                  477,614.50

46    杨清芬                              杨清芬                                                              86,839      26,051                  60,788                  477,614.50

47    宜昌兴发集团有限责任公司            宜昌兴发集团有限责任公司                                            199,015    59,704                  139,311                1,094,582.50

48    于沛君                              于沛君                                                              86,839      26,051                  60,788                  477,614.50

49    虞忆洲                              虞忆洲                                                              86,839      26,051                  60,788                  477,614.50

50    袁雪梅                              袁雪梅                                                              86,839      26,051                  60,788                  477,614.50

51    浙江金穗投资有限公司                浙江金穗投资有限公司                                                199,015    59,704                  139,311                1,094,582.50

52    郑柏林                              郑柏林                                                              86,839      26,051                  60,788                  477,614.50

53    郑国富                              郑国富                                                              86,839      26,051                  60,788                  477,614.50

54    周泽亮                              周泽亮                                                              86,839      26,051                  60,788                  477,614.50

55    庄建川                              庄建川                                                              86,839      26,051                  60,788                  477,614.50

合计            6,301,384    1,890,380    4,411,004    34,657,612.00

  附表2:未足额缴款的网下投资者名单

序号    投资者                        配售对象                      初步配售股数(股)                      应缴款金额(元)            实际缴款金额(元)      实际配售股数(股)                    实际配售金额(元)      放弃认购股数(股)        

                                                                    无锁定期              有锁定期                                                              无锁定期              有锁定期                                无锁定期              有锁定期

1      黄辉民                        黄辉民                        26,051          60,788      477,614.50        47,761.45      2,604            6,079      47,756.50      23,447          54,709

2      贾冬梅                        贾冬梅                        26,051          60,788      477,614.50        47,614.50      2,597            6,060      47,613.50      23,454          54,728

3      李宏                          李宏                          26,051          60,788      477,614.50        47,761.50      2,604            6,079      47,756.50      23,447          54,709

4      马志红                        马志红                        26,051          60,788      477,614.50        40,150.00      2,190            5,110      40,150.00      23,861          55,678

5      太原市海信资产管理有限公司    太原市海信资产管理有限公司    59,704          139,311    1,094,582.50    10,945.82      597                1,393      10,945.00      59,107          137,918

6      郑坤                          郑坤                          26,051          60,788      477,614.50        476,000.00    25,963          60,582    475,997.50    88                  206

合计                                                                189,959        443,251    3,482,655.00    670,233.27    36,555          85,303    670,219.00    153,404        357,948

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