序号    原告    被告    受理时间    案由    诉讼金额    披露及进展情况

                    （人民币，元）        

1.    光大证券股份有限公司        上海华信国际集团有限公司            2018-6-6      质押式证券回购纠纷      673,089,798.80                                    具体情况已在《光大证券股份有限公司2018年半年度报告》披露，目前正在审理中

2.    光大证券股份有限公司        叶南初                              2018-7-31     融资融券交易纠纷        6,662,413.48                                      正在审理中

3.    光大幸福国际租赁有限公司    海南寅鼎实业有限公司                2018-8-23     融资租赁合同纠纷        139,670,079.61                                    具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

4.    光大证券股份有限公司        陈双聘                              2018-9-19     股权增资合同纠纷        2,560,000.00                                      该案已作出仲裁裁决。裁决生效后，公司申请强制执行，目前已终结执行

5.    光大证券股份有限公司        尹桂芳、李泰燊                      2018-9-29     质押式证券回购纠纷      103,958,419.77                                    具体情况已在《光大证券股份有限公司2018年第三季度报告》披露，目前正在审理中

6.    上海华瑞银行股份有限公司    光大浸辉投资管理（上海）有限公司    2018-10-10    私募股权投资合同纠纷    452,373,490.41（源于同一事项，金额不重复累计）    具体情况已在《光大证券股份有限公司2018年第三季度报告》披露，目前正在审理中

    上海华瑞银行股份有限公司    光大资本投资有限公司    2018-11-15    私募股权投资合同纠纷        具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

7.    光大证券股份有限公司                    崔中兴、张红                        2018-10-22    质押式证券回购纠纷      279,221,817.69    具体情况已在《光大证券股份有限公司2018年第三季度报告》披露，目前正在审理中

8.    光大证券股份有限公司                    马遥                                2018-10-23    融资融券交易纠纷        15,243,487.88     具体情况已在《光大证券股份有限公司2018年第三季度报告》披露，目前正在审理中

9.    深圳恒祥股权投资基金企业（有限合伙）    光大浸辉投资管理（上海）有限公司    2018-11-14    私募股权投资合同纠纷    167,806,900.00    具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

        暴风（天津）投资管理有限公司                    

        上海群畅金融服务有限公司                    

10.    光大证券股份有限公司                            国富期货                                                                                                                                                                                                                                                                                                                                                        2018-11-26    金融衍生品交易纠纷      125,063,814.09（源于同一事项，金额不重复累计）    具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

       光大证券股份有限公司                            滕海涛                                                                                                                                                                                                                                                                                                                                                          2018-11-16    保证合同纠纷                                                                  

       光大证券股份有限公司                            上海御本企业管理有限公司                                                                                                                                                                                                                                                                                                                                        2018-11-16    保证合同纠纷                                                                  

11.    光大资本投资有限公司                            马海科、宁夏德泓金荣物流有限公司                                                                                                                                                                                                                                                                                                                                2018-12-13    股份回购协议纠纷        73,900,000.00                                     具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

12.    宁波梅山保税港区锐沣投资有限公司                北京产权交易所有限公司、光大富尊                                                                                                                                                                                                                                                                                                                                2019-1-2      股权转让纠纷            2,380,000.24                                      具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

13.    光大浸辉投资管理（上海）有限公司                暴风集团股份有限公司、冯鑫                                                                                                                                                                                                                                                                                                                                      2019-3-13     股权回购合同纠纷        751,187,702.32                                    具体情况已在《光大证券股份有限公司2018年年度报告》披露，目前正在审理中

       上海浸鑫投资咨询合伙企业（有限合伙）                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

14.    嘉兴招源涌津股权投资基金合伙企业（有限合伙）    光大浸辉投资管理（上海）有限公司                                                                                                                                                                                                                                                                                                                                2019-3-26     私募股权投资合同纠纷    100,000.00                                        正在审理中

15.    光大证券股份有限公司                            大连金玛商城企业集团有限公司、王延和、大连金玛超市连锁有限公司、大连金玛购物广场有限责任公司、大连金玛五金机电城有限公司、阜新金玛正和购物商城有限公司、大连金玛商城企业集团庄河物流有限公司、大连金鼎置业有限公司、盘锦金玛正和商城有限公司、大连金寰企业管理有限公司、大连振富房屋开发有限公司、大连金石唐风国际温泉会馆有限公司、大连亿享生活商业有限公司    2019-4-22     债券交易纠纷            53,117,494.52                                     正在审理中

16.    光大证券股份有限公司                            石波涛                                                                                                                                                                                                                                                                                                                                                          2019-5-24     质押式证券回购纠纷      45,993,442.44                                     正在审理中